LC

Louis Joseph Ciavarella

18 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)
Number of Advisors
16 advisors
Number of Clients
183 clients
Average Client Portfolio
$836K average
Assets Under Management
$153.0M

Fee Structure

Minimum Investment:$25K
Minimum Annual Fee:$100
Financial Plan Fee:$1,500 - $25,000
Hourly Rate:$200/hr

RFL Advisor Program fees are calculated as an annualized percentage of assets under management on a sliding scale and are negotiable. There are three options available: a percentage of AUM, an hourly rate (minimum $200/hour invoiced quarterly), or a fixed fee (invoiced quarterly, semi-annually, or annually). Financial planning fees, if requested, range from $1,500 to $25,000 depending on complexity. The minimum advisory account size is $25,000.

Areas of Practice
Investment ManagementRetirement PlanningEstate Planning
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Advisor Information

Office location

225 Wilmington West Chester Pike, Suite 200, Chadds Ford, PA, 19317

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
R. F. Lafferty & Co., INC.
February 2016 - Present · 9 yrs 11 mos
R. F. Lafferty & Co., INC.
October 2015 - Present · 10 yrs 3 mos
R. F. Lafferty & Co., INC. Broker
October 2015 - Present · 10 yrs 3 mos
Previous Registrations
Fulcrum Advisory Services, LLC
February 2012 - February 2016 · 4 yrs
Fulcrum Securities, LLCBroker
February 2012 - February 2016 · 4 yrs
Morgan Stanley Smith Barney LLC
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley Smith Barney Broker
June 2009 - February 2012 · 2 yrs 8 mos
Citigroup Global Markets INC.
April 2008 - June 2009 · 1 yr 2 mos
Citigroup Global Markets INC. Broker
March 2007 - June 2009 · 2 yrs 3 mos
State Registrations5 states
FLNYPASCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Louis Joseph Ciavarella - Financial Advisor | AdvisorDiscover