DF
CFA · CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
75 advisors
Number of Clients
2,352 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$3.0B
Fee Structure
Fees are determined based on the selected advisory service and are outlined in the client agreement. Clients should consult with their IAR and the applicable Agreement and Fee Schedules for additional information regarding each service.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
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Advisor Information
Office location
9465 Wilshire Boulevard, Beverly Hills, CA, 90212
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Compound Planning, INC.
November 2024 - Present · 1 yr 2 mos
Previous Registrations
Miracle Mile Advisors, LLC
January 2020 - November 2024 · 4 yrs 10 mos
Idb Capital CORP.Broker
November 2017 - January 2020 · 2 yrs 2 mos
Rsm US Wealth Management LLC
January 2016 - September 2017 · 1 yr 8 mos
Comerica SecuritiesBroker
August 2010 - January 2016 · 5 yrs 5 mos
Comerica Securities
August 2010 - January 2016 · 5 yrs 5 mos
Wachovia Securities, LLC
May 2007 - March 2009 · 1 yr 10 mos
Wachovia Securities, LLC Broker
April 2007 - March 2009 · 1 yr 11 mos
State Registrations2 states
CANY
Advisor
Exams
No exam information available for this advisor.