SK
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
6 advisors
Number of Clients
113 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$114.8M
Fee Structure
Minimum Investment:$25K
Financial Plan Fee:$300 - $3,000
Hourly Rate:$150 - $300/hr
LWM's investment management fees are based on a percentage of assets under management, not to exceed 2.00% annually. Financial planning and consulting services are offered with hourly fees ($150-$300/hour), fixed fees ($300-$3,000), or ongoing fixed fee retainers ($300-$3,000 annually). LWM may receive a fee share from independent money managers they recommend. Fees are negotiable.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information
Office location
521 Fifth Ave, 12th Floor, New York, NY, 10175
Get directionsRegulatory History (3)
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Regulatory
May 2020Final
Employment Separation After Allegations
July 2019Customer Dispute
June 2019Closed-No Action
Employment History
Current Registrations
Laidlaw & Company (uk) Ltd.Broker
October 2019 - Present · 6 yrs 3 mos
Laidlaw Wealth Management LLC
October 2019 - Present · 6 yrs 3 mos
Previous Registrations
Morgan Stanley
July 2016 - August 2019 · 3 yrs 1 mo
Morgan Stanley Broker
May 2016 - August 2019 · 3 yrs 3 mos
Chase Investment Services CORP.Broker
March 2007 - March 2012 · 5 yrs
State Registrations5 states
CTNJNVNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.