Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for Separately Managed Accounts (SMAs) are negotiable and typically range from 0.35% to 1.00% annually, but may not exceed 2.00%. Clients may also incur charges from custodians, mutual funds, ETFs, and brokerage commissions. Fees for other advisory services are negotiated based on the complexity and nature of the assignment. The firm may negotiate alternative fees or reduce minimum account sizes on a case-by-case basis.
Areas of Practice
Advisor Information
Office location
31 Innovation Alley, Suite G, Covington, KY, 41011
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Rick is the Vice President of Intermediary Sales and an Investment Adviser Representative at F/m Investments, LLC (d/b/a Genoa Asset Management), dedicating nearly full-time hours to this role. He also works about 10-20% of his time as a Senior Investment Advisor at Crew Capital Management, Ltd., providing financial planning and asset allocation recommendations.