Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.50% |
| $1.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.75% |
Fees are billed monthly or quarterly in arrears.
Fee Estimator
Financial planning fees range from $1,500 to $5,000 for broad-based plans. Limited planning components are billed hourly at $250/hour. Portfolio management fees are based on a percentage of assets under management (AUM), as detailed in the fee table. Educational workshops are complimentary.
Areas of Practice
Advisor Information
Office location
400 Blankenbaker Parkway, Suite 100, Louisville, KY, 40243
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a managing partner at Magnate Wealth Management, LLC, and a financial advisor at Mike Brooks & Associates, dedicating about a quarter of his time to each. He is also a licensed insurance agent selling non-variable insurance products through Magnate Wealth Management, LLC and Capital Wealth Management, LLC.