AS
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
1880 advisors
Number of Clients
817,328 clients
Average Client Portfolio
$368K average
Assets Under Management
$300.4B
Fee Structure
Minimum Investment:$100
Financial Planning:Included in AUM fee
This brochure does not include a fee table with fixed rates. Fees are not fixed, they vary within ranges.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
7900 Windrose Avenue, Plano, TX, 75024
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Adam is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Marketing Corporation
November 2021 - Present · 4 yrs 2 mos
Vanguard Advisers, INC.
November 2021 - Present · 4 yrs 2 mos
Vanguard Marketing CorporationBroker
November 2021 - Present · 4 yrs 2 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - October 2021 · 3 yrs 3 mos
Strategic Advisers LLC
October 2017 - July 2018 · 9 mos
Fidelity Brokerage Services LLCBroker
July 2016 - October 2021 · 5 yrs 3 mos
Curian Capital, LLC
December 2014 - March 2016 · 1 yr 3 mos
Curian Clearing, LLCBroker
October 2014 - March 2016 · 1 yr 5 mos
Scottrade, INC.Broker
August 2007 - September 2014 · 7 yrs 1 mo
State Registrations2 states
PATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.