JL
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
21 advisors
Number of Clients
1,289 clients
Average Client Portfolio
$791K average
Assets Under Management
$1.0B
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.45% |
| $250K - $500K | 1.35% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.5M | 1.15% |
| $2.5M+ | 1.05% |
Fees may be negotiable. FAM provides direct management services for most clients and receives a negotiated portion of the above fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$2,500 - $15,000
Fountainhead charges fixed fees for financial planning and pension consulting, ranging from $2,500 to $15,000. Investment management fees are based on a percentage of assets under management. Certain legacy clients are charged a Reporting & Administrative fee of up to $150 per account. Sub-advisory fees range from 0.10% - 1.0%.
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningBusiness OwnersHigh Net Worth
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Advisor Information
Office location
12667 Alcosta Blvd, Ste 150, San Ramon, CA, 94583
Get directionsRegulatory History (1)
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Regulatory
October 2017Final
Employment History
Current Registrations
Fountainhead Advisors
August 2023 - Present · 2 yrs 5 mos
Previous Registrations
Morgan Stanley
August 2019 - August 2023 · 4 yrs
Morgan Stanley Broker
August 2019 - August 2023 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2018 - August 2019 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
June 2018 - August 2019 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2012 - February 2018 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
July 2012 - February 2018 · 5 yrs 7 mos
Unionbanc Investment Services, LLC Broker
May 2011 - June 2012 · 1 yr 1 mo
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.