AH
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
44 advisors
Number of Clients
85 clients
Average Client Portfolio
$647.059 average
Assets Under Management
$55K
Fee Structure
Minimum Investment:$1K
Financial Planning:Investment management only
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | 0.50% |
Annual advisory fee of 0.50%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
VFM charges an annual asset-based advisory fee of 0.50% (fifty basis points) of the assets in your account. This fee is calculated and paid quarterly in advance. The advisory fee covers all trading and advisory charges, but does not include ETF fees, Valley National Bank fees for money movements, or Pershing fees. A minimum initial investment of $1,000 is required.
Areas of Practice
Investment Management
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Advisor Information
Office location
350 Madison Ave., 4th Floor, Compliance Department, New York, NY, 10017
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Valley Financial Management, INC.
July 2021 - Present · 4 yrs 6 mos
Valley Financial Management, INC. Broker
February 2014 - Present · 11 yrs 11 mos
State Registrations4 states
CAFLILNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.