DL

David Neal Leggett

13 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
312 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$657.0M

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee

Investment management fees range up to 1.0% annually of the account's market value, billed quarterly in arrears. Clients can have fees deducted from their custodial accounts or be billed directly. Financial planning fees are fixed and negotiated on a client-by-client basis. A minimum net worth of $1,000,000 is required for advisory and financial planning services, but waivers may be granted.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
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Advisor Information

Office location

Bay Colony Corporate Center, 950 Winter Street North, Suite 4100, Waltham, MA, 02451

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Excalibur Management CORP
November 2019 - Present · 6 yrs 2 mos
Previous Registrations
Sierra Financial Management Corporation
December 2011 - April 2020 · 8 yrs 4 mos
State Registrations1 state
MA
Advisor
Exams
No exam information available for this advisor.
David Neal Leggett - Financial Advisor | AdvisorDiscover