Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
82 advisors
Number of Clients
1,042 clients
Average Client Portfolio
$108.6M average
Assets Under Management
$113.2B

Fee Structure

Minimum Investment:$100K

Fees for Multi-Asset Solutions team range from 0.10% to 0.45% of assets under management, and are negotiable based on account size and objective. For Managed Accounts, clients pay a wrap fee to a third-party sponsor, which includes NYLIM's management fee ranging from 0.25% to 0.80% of assets under management. This fee varies depending on the sponsor, investment strategy, account type, services provided, and assets in the program.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

Glen Ellyn, IL

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nylife Distributors LLCBroker
March 2023 - Present · 2 yrs 10 mos
New York Life Investment Management LLC
March 2023 - Present · 2 yrs 10 mos
Nylife Distributors LLC
March 2023 - Present · 2 yrs 10 mos
Previous Registrations
Calamos Advisors LLC
December 2012 - March 2023 · 10 yrs 3 mos
Calamos Financial Services LLCBroker
January 2010 - March 2023 · 13 yrs 2 mos
Calamos Wealth Management LLC
January 2010 - December 2012 · 2 yrs 11 mos
Chase Investment Services CORP.Broker
December 2008 - January 2010 · 1 yr 1 mo
Chase Investment Services CORP.
December 2008 - January 2010 · 1 yr 1 mo
Strategic Advisers, INC.
November 2007 - November 2008 · 1 yr
Fidelity Brokerage Services LLCBroker
August 2007 - November 2008 · 1 yr 3 mos
State Registrations13 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.