AS
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
858 advisors
Number of Clients
43,031 clients
Average Client Portfolio
$212K average
Assets Under Management
$9.1B
Fee Structure
Minimum Investment:$100K
Fees for the Passageway Managed Account Program are based on a percentage of assets under management. The specific fee schedule is detailed on pages 46-49. The minimum account size for the Passageway One Program is $100,000, but individual Portfolio Managers may have higher minimums.
Areas of Practice
Investment Management
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Advisor Information
Office location
6500 Dixie Highway, Clarkston, MI, 48346
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2011Denied
Employment History
Current Registrations
Fifth Third Securities, INC.
August 2011 - Present · 14 yrs 5 mos
Fifth Third Securities, INC. Broker
August 2011 - Present · 14 yrs 5 mos
Previous Registrations
Chase Investment Services CORP.
April 2009 - August 2011 · 2 yrs 4 mos
Chase Investment Services CORP.Broker
June 2007 - August 2011 · 4 yrs 2 mos
State Registrations14 states
AZCACOFLINMDMINCNVPASCTNTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.