DG
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
4 advisors
Number of Clients
135 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$137.5M
Fee Structure
Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Account values of family members may be combined to determine the applicable advisory fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
You'll pay an annual fee based on the amount of assets managed. The fee is prorated and charged quarterly, in advance. For Held Away Accounts, fees are deducted from an account under Rochester Wealth Strategies’ management or paid directly by the client on a quarterly basis. Fees may be reduced based on family relationships and Held Away accounts.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingBusiness Owners
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Advisor Information
Office location
439 South Main Street, Suite 250, Rochester, MI, 48307
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Rochester Wealth Strategies, LLC
December 2018 - Present · 7 yrs 1 mo
Previous Registrations
Private Advisor Group, LLC
August 2018 - April 2019 · 8 mos
Morgan Stanley
February 2010 - September 2018 · 8 yrs 7 mos
Morgan Stanley Broker
June 2009 - September 2018 · 9 yrs 3 mos
Citigroup Global Markets INC. Broker
April 2009 - June 2009 · 2 mos
State Registrations1 state
MI
Advisor
Exams
No exam information available for this advisor.