AB
CFA

Andrew Casey Baum

12 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
235 advisors
Number of Clients
1,602 clients
Average Client Portfolio
$521.7M average
Assets Under Management
$835.7B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only

Dimensional's advisory fees vary based on client circumstances, investment strategies, account size, and other factors. The brochure provides fee ranges for general investment strategy categories. Fees and minimum account sizes are negotiable. Independent Financial Advisor Facilitated Separate Accounts have a maximum advisory fee of 0.29% per year, with a potential additional 0.10% Overlay Fee for rebalancing and tax management services (ending around April 1, 2025). Clients may incur brokerage commissions, custodial fees, and other transaction costs in addition to advisory fees.

Areas of Practice
Investment ManagementReal Estate InvestingHigh Net Worth
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Advisor Information

Office location

6300 Bee Cave Road, Building One, Austin, TX, 78746

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is a board member and treasurer for the CFA Society North Carolina, overseeing the society's financial position and investment decisions. This activity requires minimal time.

Employment History
Current Registrations
Dimensional Fund Advisors LP
July 2018 - Present · 7 yrs 6 mos
Dfa Securities LLCBroker
July 2018 - Present · 7 yrs 6 mos
Previous Registrations
Morgan Stanley Broker
August 2013 - May 2018 · 4 yrs 9 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Andrew Casey Baum - Financial Advisor | AdvisorDiscover