Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CFI and IARs are compensated for investment management via an annual asset-based advisory fee. Fees are negotiable and may differ among clients. They can be calculated on a tiered or flat rate schedule. Additional charges may include custodial fees, transfer fees, internal fund fees, TPMM investment management fees, and other administrative fees. CFI also receives compensation through strategic marketing arrangements with third-party money managers.
Areas of Practice
Advisor Information
Office location
3902 State Street, Suite #101, Santa Barbara, CA, 93105
Get directionsRegulatory History (1)
Customer Dispute
June 2023Other Business Activities
Adam uses Tremblay Financial Services as a DBA for branding purposes and spends full-time hours on it. He also owns Olive Hill Farm, a retail store, and dedicates about a quarter of his time to it, primarily on weekends and evenings for administrative tasks.