AP
CFP

Andres Javier Pimentel

18 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
268 advisors
Number of Clients
14,305 clients
Average Client Portfolio
$387K average
Assets Under Management
$5.5B

Fee Structure

Hourly Rate:Up to $350/hr

KAI charges a maximum annual asset management fee of 2.90%, negotiable based on service complexity and assets managed. Fees are billed quarterly or monthly in advance. Financial planning fees are negotiable, with a maximum hourly rate of $350. Fees for managing held-away assets are paid directly by the client or deducted from another managed account. Clients may incur additional brokerage commissions, transaction fees, and custodial fees.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningEducation Planning
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Advisor Information

Office location

6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2018
Denied
Other Business ActivitiesSells Insurance

Andres is a manager at E C Wealth Management LLC, dedicating most of his time to providing financial advice. He also sells insurance products through Kovack sponsored companies and manages a rental property, dedicating minimal time to each activity.

Employment History
Current Registrations
Kovack Advisors, INC.
August 2020 - Present · 5 yrs 5 mos
Kovack Securities INC.Broker
July 2020 - Present · 5 yrs 6 mos
Previous Registrations
Citigroup Global Markets INC.
July 2017 - August 2020 · 3 yrs 1 mo
Citigroup Global Markets INC. Broker
July 2017 - August 2020 · 3 yrs 1 mo
Suntrust Advisory Services, INC.
September 2016 - July 2017 · 10 mos
Suntrust Investment Services, INC.
November 2007 - December 2016 · 9 yrs 1 mo
Suntrust Investment Services, INC.Broker
August 2007 - July 2017 · 9 yrs 11 mos
State Registrations2 states
FLTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.