Alain Germain Tripeau

Joseph Gunnar & Co., LLC

17 Years of Experience

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Firm Information

Joseph Gunnar & Co., LLC

Compensation

Fee-Only (AUM)

Number of Advisors

8 advisors

Number of Clients

53 clients

Average Client Portfolio

$641K average

Assets Under Management

$34.0M

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

Joseph Gunnar & Co., LLC does not charge a separate fee for selecting other advisers. They share in the advisory fee you pay directly to the TPMM, which will not exceed 3% annually. The Program fee is negotiable based on individual client circumstances. TPMM custody fees through RBC range between 0.05% and 0.35% annually, and Envestnet charges a sponsor fee of between 0.05% and 0.18% annually.

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Areas of Practice

Investment ManagementHigh Net Worth

Advisor Information

Office location

New Rochelle, NY

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Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2011

Denied

Criminal

March 2003

Final Disposition

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Other Business Activities

Alain is a non-voting passive member of Buttonwood Select Opportunities Management Associates LLC and Buttonwood H1 Management Associates LLC since 2013 and 2017, respectively. These investment-related businesses require minimal time, with potential contingent compensation.