RM
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
48 clients
Average Client Portfolio
$94.8M average
Assets Under Management
$4.6B
Fee Structure
Minimum Investment:None
Financial Planning:Investment management only
HCSC may receive a flat-rate fee, an asset-based fee, or tiered-rate investment advisory fees. Fees are negotiable and may vary based on the client's circumstances. HCSC also receives consulting fees billed directly to the client on a fee-for-service basis. As a broker-dealer, HCSC receives distribution and service-based (12b-1) fees and other commissions in connection with the sale of securities and other investment products.
Areas of Practice
Retirement Planning
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Advisor Information
Office location
One Empire Drive, Rensselaer, NY, 12144
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Trueplan Benefit and Retirement Advisors
December 2020 - Present · 5 yrs 1 mo
Healthcare Community Securities CORP. Broker
October 2020 - Present · 5 yrs 3 mos
Previous Registrations
Global Alternative Investment Services, INC.Broker
June 2014 - January 2020 · 5 yrs 7 mos
Wells Fargo Funds Management, LLC
February 2012 - June 2014 · 2 yrs 4 mos
Wells Fargo Funds Distributor, LLCBroker
April 2011 - June 2014 · 3 yrs 2 mos
Parker Point Capital, LLCBroker
April 2010 - April 2011 · 1 yr
Banc of America Investment Services, INC.
November 2007 - March 2009 · 1 yr 4 mos
Banc of America Investment Services, INC.Broker
September 2007 - March 2009 · 1 yr 6 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.