Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees are based on a percentage of assets under management or a fixed fee. Fees and minimum investment amounts are subject to negotiation and may vary. Private Fund investments typically have annual investment management fees up to 1.5%, which may decline based on the amount of assets invested. Asset allocation strategies range from 0.02% to 0.10% depending on the total funds. Fixed fee asset allocation strategies range from $1,500 to $2,500 per allocation. SMA strategies generally range from 0.23% to 0.55%.
Areas of Practice
Advisor Information
Office location
888 7th Avenue, 25th Floor, New York, NY, 10019
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Barbara is an access/supervised person of Principal Global Investors, LLC. She also serves as Secretary of the Board of Trustees for Mercyhurst University and a board member for Ohio State University Fisher College of Business Finance Advisory Board, dedicating minimal time to each.