AB
CFP
Firm Information
Compensation
N/A
Number of Advisors
1230 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:$500K
SWAI does not enter into agreements directly with clients and does not receive direct compensation from them or negotiate fees with them. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts equal to: (1) the costs and expenses incurred by SWAI in connection with the SWA Program; plus (2) an additional amount of 10% of those costs and expenses.
Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information
Office location
1991 Summit Park Drive, Orlando, FL, 32810-5900
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Schwab Wealth Advisory, INC.
January 2023 - Present · 3 yrs
Charles Schwab & Co., INC.
November 2018 - Present · 7 yrs 2 mos
Charles Schwab & Co., INC. Broker
November 2018 - Present · 7 yrs 2 mos
Previous Registrations
Charles Schwab & Co., INC.
January 2021 - January 2023 · 2 yrs
Schwab Private Client Investment Advisory, INC.
November 2018 - February 2021 · 2 yrs 3 mos
Fifth Third Securities, INC.
December 2017 - October 2018 · 10 mos
Fifth Third Securities, INC. Broker
December 2017 - October 2018 · 10 mos
CUNA Brokerage Services, INC.
August 2016 - December 2017 · 1 yr 4 mos
CUNA Brokerage Services, INC.Broker
August 2016 - December 2017 · 1 yr 4 mos
Strategic Advisers, INC.
September 2009 - June 2016 · 6 yrs 9 mos
Fidelity Brokerage Services LLCBroker
March 2008 - June 2016 · 8 yrs 3 mos
David Lerner Associates, INC.Broker
November 2007 - January 2008 · 2 mos
State Registrations3 states
FLGATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.