Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The annual advisory fee is negotiable, with a maximum of 1.5% of assets under management. This fee includes payments to sub-advisers or third-party investment advisers. Fees are typically billed monthly in arrears based on the account's average daily balance. The firm may also receive compensation from insurance sales, creating a potential conflict of interest.
Areas of Practice
Advisor Information
Office location
3575 Lawrenceville Suwanee Road, Suwanee, GA, 30024
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works as an insurance agent at The Lloyd Group, Inc. since 2006, selling insurance products. This takes about half of his time, with most of it occurring during securities trading hours.