Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $20.0M | 0.75% |
| $20M+ | 0.50% |
Fees based on the above table use a graduated rate based on tier breakpoints. Additionally, for asset management services the Firm provides with respect to certain client holdings (e.g., held-away assets, accommodation accounts, alternative investments, etc.), First Oak may negotiate a fee rate that differs from the range set forth above.
Fee Estimator
First Oak's fees are based on assets under management, following a tiered schedule (see table above). For high net worth planning and consulting, the rate is $1,000 per hour, determined upfront based on the project's scope. First Oak may negotiate a lesser fee based on certain criteria. Clients also incur charges from third parties like broker-dealers and custodians.
Areas of Practice
Advisor Information
Office location
9131 Anson Way, Suite 200, Raleigh, NC, 27615
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ryan owns rental property in Raleigh, NC since 2015. He dedicates minimal time to this activity, and none during securities trading hours.