CD
CFP

Charles Richard Davis

18 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
48 advisors
Number of Clients
679 clients
Average Client Portfolio
$28.9M average
Assets Under Management
$19.7B

Fee Structure

Oxford charges annual fees for CIO services based on asset categories. For individual/family CIO services, fees range from 0.20% to 2.00% depending on the asset type and amount. Institutional CIO fees vary based on the proposal. Family Office Service (FOS) fees are assessed annually and billed quarterly in advance, based on net worth, gross income, and complexity. A minimum annual fee applies to the entire portfolio, initially equal to 85% of the amount resulting from applying the fee schedule. Fees for private market investments continue even after termination of the advisory agreement. The Trust Company of Oxford (TCO) charges separate fees for fiduciary services, including a 0.20% annual fee on trust assets and a $2,500 minimum annual administration fee for special assets. Private Family Services (PFS) fees are negotiated.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net WorthBusiness Owners
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Advisor Information

Office location

11711 N. Meridian Street, Suite 600, Carmel, IN, 46032

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is on the Board of Directors and Vice Chair Emeritus for AAA, which includes insurance companies. He receives compensation for this role.

Employment History
Current Registrations
Oxford Financial Group, Ltd
November 2007 - Present · 18 yrs 2 mos
State Registrations1 state
IN
Advisor
Exams
No exam information available for this advisor.
Charles Richard Davis - Financial Advisor | AdvisorDiscover