AH
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2253 advisors
Number of Clients
111,361 clients
Average Client Portfolio
$228K average
Assets Under Management
$25.4B
Fee Structure
This brochure describes various advisory programs offered by Eagle Strategies. Fees and compensation details can be found in Eagle's Firm Disclosure Brochure at https://www.eaglestrategies.com/disclosures/. The brochure also mentions 12b-1 fees and shareholder service fees that may be received by NYLIFE Securities and credited to client accounts.
Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information
Office location
26501 Rancho Parkway South, Suite 102, Lake Forest, CA, 92630
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2022Settled
Criminal
July 1999Final Disposition
Other Business ActivitiesSells Insurance
Adam works as an insurance broker for non-registered insurance products since 2010. He also invests in cryptocurrency, reinsures life insurance with New York Life, owns the commercial office building his practice rents, and is a board member of his office building's HOA, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Eagle Strategies LLC
January 2010 - Present · 16 yrs
Nylife Securities LLCBroker
December 2007 - Present · 18 yrs 1 mo
State Registrations31 states
AKALARAZCACOCTFLGAIDILINMDMEMIMNMSMTNCNJNVNYOHOKORSDTXUTVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.