Stephanie Esquivel Flores

Swbc Investment Company

17 Years of Experience

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Firm Information

Swbc Investment Company

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

14 advisors

Number of Clients

406 clients

Average Client Portfolio

$565K average

Assets Under Management

$229.2M

Fee Structure

Financial Planning:Investment management only

SWBC receives a portion of the wrap fee for advisory services. The overall cost may be higher or lower than purchasing services separately. Fees paid to Third-Party Managers range from 0.00% to 1.50% of assets under management. Clients will be responsible for additional fees such as SEC liquidation fees and wire transfer fees. Fees are subject to negotiation.

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Areas of Practice

Investment Management

Advisor Information

Office location

9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459

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Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.