MS
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
12 advisors
Number of Clients
486 clients
Average Client Portfolio
$742K average
Assets Under Management
$360.6M
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Advisor Information
Office location
270 Munoz Rivera Ave Suite Mezzanine, 270 Plaza, San Juan, PR, 00918
Get directionsRegulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2019Settled
Customer Dispute
October 2019Settled
Customer Dispute
June 2019Settled
Customer Dispute
January 2019Settled
Customer Dispute
February 2018Settled
Customer Dispute
November 2017Settled
Customer Dispute
October 2017Settled
Customer Dispute
July 2017Settled
Customer Dispute
June 2015Settled
Customer Dispute
February 2015Settled
Customer Dispute
September 2014Settled
Customer Dispute
May 2014Denied
Customer Dispute
April 2014Settled
Other Business ActivitiesSells Insurance
Marcos is the Vice President of Asociacion para Profesionales de Finanzas PR, dedicating a few hours per week to seminar preparation, event coordination, and business planning. He is also an insurance agent for Oriental Insurance LLC, selling life, fixed, and variable annuities for diversification purposes, spending a few hours per week on this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLC
November 2025 - Present · 2 mos
Cetera Wealth Services, LLCBroker
November 2025 - Present · 2 mos
Oriental Financial Services LLC
November 2017 - Present · 8 yrs 2 mos
Oriental Financial Services LLC Broker
February 2008 - Present · 17 yrs 11 mos
State Registrations2 states
FLPR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.