BS
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
139 advisors
Number of Clients
6,585 clients
Average Client Portfolio
$17.9M average
Assets Under Management
$118.0B
Fee Structure
Hourly Rate:Up to $550/hr
Fees for Wealthspire Retirement's services are based on either the market value of plan assets or a flat fee, depending on the service. Asset-based fees will not exceed 1.60% of plan assets. Hourly fees may be charged, not exceeding $550 per hour. Portfolio management fees range from 0.25% - 1.60%. Investment and financial consulting fees will not exceed $550 per hour.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
120 Vantis, Suite 400, Aliso Viejo, CA, 92656
Get directionsRegulatory History (1)
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Criminal
May 1992Final Disposition
Other Business ActivitiesSells Insurance
Brian is a separately licensed independent insurance agent and earns commissions from selling insurance products. This presents a conflict of interest as Brian may have an incentive to recommend insurance products to generate commissions.
Employment History
Current Registrations
Wealthspire Retirement Advisory
October 2022 - Present · 3 yrs 3 mos
Previous Registrations
Kestra Advisory Services, LLC
March 2019 - August 2022 · 3 yrs 5 mos
MML Investors Services, INC. Broker
March 2008 - September 2010 · 2 yrs 6 mos
State Registrations1 state
MD
Advisor
Exams
No exam information available for this advisor.