JA
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
40 advisors
Number of Clients
1,449 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$3.5B
Fee Structure
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $8.0M | 0.75% |
| $8M+ | 0.50% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
The annual investment advisory fee ranges from 0.50% to 1.00% of assets under management. The fee is prorated and paid quarterly, in advance, based on the market value of the assets on the last day of the previous quarter. Financial planning and consulting fees are negotiable and generally on a fixed fee basis. The firm no longer imposes a minimum annual fee for new clients.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningInsurance Planning
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Advisor Information
Office location
111 West Ocean Boulevard, 23rd Floor, Long Beach, CA, 90802-7908
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2019Settled
Employment History
Current Registrations
Halbert Hargrove
June 2012 - Present · 13 yrs 7 mos
Previous Registrations
Citigroup Global Markets INC.
April 2011 - May 2012 · 1 yr 1 mo
Edward Jones
April 2008 - March 2011 · 2 yrs 11 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.