SS
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
4 advisors
Number of Clients
413 clients
Average Client Portfolio
$179K average
Assets Under Management
$73.8M
Fee Structure
Hourly Rate:Up to $350/hr
This brochure supplement does not contain any fee information. Please refer to the PMB Capital Management LLC DBA Brookstone Financial brochure for fee details.
Areas of Practice
Insurance Planning
Loading...
Advisor Information
Office location
2213 Allison Lane, Jeffersonville, IN, 47130
Get directionsRegulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2023Pending
Customer Dispute
October 2023Pending
Customer Dispute
June 2023Pending
Customer Dispute
June 2023Settled
Customer Dispute
August 2022Settled
Customer Dispute
June 2022Settled
Customer Dispute
January 2022Award / Judgment
Customer Dispute
February 2020Award / Judgment
Other Business ActivitiesSells Insurance
Seth is an independent insurance agent since 2007, dedicating a few hours per week to this activity. He also owns a RV and boat sales business, taking about 20% of his time, and is president of Brookstone Development LLC (real estate development) and Brookstone Holdings LLC (real estate holding company), spending minimal time on the latter.
Employment History
Current Registrations
Brookstone Financial
October 2013 - Present · 12 yrs 3 mos
Previous Registrations
Center Street Securities, INC.Broker
February 2012 - November 2020 · 8 yrs 9 mos
American Equity Investment CorporationBroker
July 2009 - February 2012 · 2 yrs 7 mos
Center Street Securities, INC.Broker
April 2009 - July 2009 · 3 mos
Brookstone Capital Management LLC
December 2007 - October 2013 · 5 yrs 10 mos
State Registrations4 states
INKYLATX
Advisor
Exams
No exam information available for this advisor.