Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5M+ | 0.40% |
Annual fees are negotiable at the discretion of the advisor.
Fee Estimator
Fees are customized to client needs and can be a percentage of assets under management (AUM), hourly, or fixed. AUM fees for managed brokerage accounts are tiered (see table). Fees vary by sub-advisor, typically between 0.4% and 1% per year, with possible additional transaction, custody, and platform fees. Hourly fees are a minimum of $100 per hour. Fixed fees are negotiable. Clients can cancel with 30 days' written notice, receiving a pro-rata refund for unrendered financial planning services.
Areas of Practice
Advisor Information
Office location
17291 Irvine Blvd STE 340, Tustin, CA, 92780
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an investment advisor representative with Parsonex Advisory Services, spending about half his time there. He also owns McCarthy Financial Group, an S corp for his securities and advisory business, which is a full-time commitment, and sells insurance products through Back 9 Insurance, dedicating minimal time. Additionally, he is a travel director/program logistics for East West Connection, an educational program, for one event a year.