JF

Jacob Egan Frank

16 Years of Experience

Firm Information

Compensation
Fixed/Hourly
Number of Advisors
8 advisors
Number of Clients
70 clients
Average Client Portfolio
Not specified

Fee Structure

This document does not contain any fee information. It is a brochure supplement providing information about the individuals covered.

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Advisor Information

Office location

888 San Clemente, Suite 400, Newport Beach, CA, 92660

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jacob is a partner at Jamboree Food Innovations, Inc., advisor/co-founder at M12 Enterprises, LLC, passive investor at 8385 Holdings, LLC, investment banker at ROTH Canada, Inc., and co-founder/advisor to his wife's CPA business, Preface Financial Partners. These activities take up about 10-20% of Jacob's time at ROTH Canada and minimal time for the other activities.

Employment History
Current Registrations
Roth Capital Partners, LLC Broker
April 2012 - Present · 13 yrs 9 mos
Roth Capital Partners, LLC
April 2012 - Present · 13 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
March 2008 - July 2010 · 2 yrs 4 mos
Wells Fargo Investments, LLCBroker
March 2008 - July 2010 · 2 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.