AM
ChFC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
440 advisors
Number of Clients
11,822 clients
Average Client Portfolio
$164K average
Assets Under Management
$1.9B
Fee Structure
Minimum Investment:$5K
Financial Planning:Investment management only
BLAS co-sponsors wrap fee programs with third-party managers. These programs have advisory fees ranging from 1.00% to 2.18% annually, and account minimums range from $5,000 to $150,000.
Areas of Practice
Investment Management
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Advisor Information
Office location
303 E. Wacker Drive, 5th Fl, Chicago, IL, 60601
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2017Denied
Other Business ActivitiesSells Insurance
Adam works as an insurance agent for Bankers Life & Casualty, Inc, selling non-variable insurance and annuity products. This work takes up more than full-time hours, with about half of his time being investment related.
Employment History
Current Registrations
Bankers Life Advisory Services, INC.
July 2016 - Present · 9 yrs 6 mos
Bankers Life Securities, INC.Broker
May 2016 - Present · 9 yrs 8 mos
Previous Registrations
Investment Advisors
January 2012 - May 2016 · 4 yrs 4 mos
Proequities, INC.Broker
June 2010 - May 2016 · 5 yrs 11 mos
Uvest Financial Services Group, INC.Broker
March 2008 - May 2010 · 2 yrs 2 mos
State Registrations18 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.