AT
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
858 advisors
Number of Clients
43,031 clients
Average Client Portfolio
$212K average
Assets Under Management
$9.1B
Fee Structure
Minimum Investment:$100K
Fees for the Passageway Managed Account Program are based on a percentage of assets under management. The specific fee schedule is detailed on pages 46-49. The minimum account size for the Passageway One Program is $100,000, but individual Portfolio Managers may have higher minimums.
Areas of Practice
Investment Management
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Advisor Information
Office location
1204 South Us 27, St. Johns, MI, 48879
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2022Denied
Other Business Activities
Adam owns rental property in Sarasota, Florida, as a landlord. He spends minimal time on this activity, and it does not interfere with his duties at the firm.
Employment History
Current Registrations
Fifth Third Securities, INC.
June 2010 - Present · 15 yrs 7 mos
Fifth Third Securities, INC. Broker
May 2010 - Present · 15 yrs 8 mos
Previous Registrations
Signator Investors, INC.
May 2009 - May 2010 · 1 yr
Signator Investors, INC.Broker
February 2009 - May 2010 · 1 yr 3 mos
Securian Financial Services, INC.Broker
March 2008 - December 2008 · 9 mos
State Registrations25 states
AZCACOCTDEFLGAILINKYLAMDMIMNNCNJOHORPASCTXVAWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.