AS
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
158 advisors
Number of Clients
10,401 clients
Average Client Portfolio
$245K average
Assets Under Management
$2.6B
Fee Structure
Financial Planning:Included in AUM fee
This firm provides access to wrap fee advisory programs. They also offer financial planning services to wrap fee clients at no additional charge. The firm also receives compensation from the Bank Deposit Sweep Program (BDSP), creating a conflict of interest.
Areas of Practice
Investment ManagementRetirement PlanningEstate Planning
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Advisor Information
Office location
625 Ridge Pike, Bldg E, Suite 207, Conshohocken, PA, 19428
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Santander Securities
April 2023 - Present · 2 yrs 9 mos
Santander Securities LLC Broker
April 2023 - Present · 2 yrs 9 mos
Previous Registrations
Citizens Securities, INC.
October 2014 - April 2023 · 8 yrs 6 mos
Citizens Securities, INC. Broker
August 2011 - April 2023 · 11 yrs 8 mos
Wells Fargo Advisors, LLC Broker
April 2008 - March 2010 · 1 yr 11 mos
State Registrations7 states
FLMANJNYPASCTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.