BM
Firm Information
Compensation
N/A
Number of Advisors
316 advisors
Number of Clients
280 clients
Average Client Portfolio
$293K average
Assets Under Management
$82.0M
Fee Structure
Minimum Investment:$50K
Financial Planning:Investment management only
AFA receives compensation from FIWA based on a percentage of your managed assets, up to 1.5%. Your IAR (Investment Advisory Representative) receives a portion of this fee and can negotiate a reduction. The fees are charged quarterly, in advance, based on the market value of your account. The table above shows the fee ranges for different account sizes. These fees cover investment advice and trading costs within the FMAX wrap fee program.
Areas of Practice
Investment Management
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Advisor Information
Office location
13399 Smith Rd, Middleburg, OH, 44130-7810
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Allstate Financial Advisors, LLC
May 2017 - Present · 8 yrs 8 mos
Allstate Financial Services, LLCBroker
May 2017 - Present · 8 yrs 8 mos
Previous Registrations
Prudential Financial Planning Services
July 2016 - May 2017 · 10 mos
Pruco Securities, LLC. Broker
June 2015 - May 2017 · 1 yr 11 mos
Nylife Securities LLCBroker
February 2009 - May 2015 · 6 yrs 3 mos
Arbor Court Capital, LLCBroker
March 2008 - January 2009 · 10 mos
State Registrations3 states
OHTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.