CV
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
143 advisors
Number of Clients
7,497 clients
Average Client Portfolio
$31.8M average
Assets Under Management
$238.6B
Fee Structure
This brochure does not explicitly state a fee table or AUM fee structure. Therefore, no specific fee information can be provided.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning
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Advisor Information
Office location
4000 Macarthur Blvd., Suite 1050, Newport Beach, CA, 92660
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charlotte works as an Investment Advisory Representative and Financial Professional for Sageview Advisory Group LLC since 2022, focusing on financial planning, asset management, and DBA financial services. These roles take about a quarter of Charlotte's time and about 20% of her time, respectively.
Employment History
Current Registrations
Sageview Advisory Group, LLC
September 2022 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLC
September 2011 - Present · 14 yrs 4 mos
Cetera Wealth Services, LLCBroker
September 2011 - Present · 14 yrs 4 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.