AE
CFP

Aaron J Empie

Vanguard Advisers, INC.
17 Years of Experience
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View SEC Summary

Firm Information

Vanguard Advisers, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
1880 advisors
Number of Clients
817,328 clients
Average Client Portfolio
$368K average
Assets Under Management
$300.4B

Fee Structure

Minimum Investment:$100
Financial Planning:Included in AUM fee

This brochure does not include a fee table with fixed rates. Fees are not fixed, they vary within ranges.

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Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching

Advisor Information

Office location

14321 N Northsight Blvd, Scottsdale, AZ, 85260

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.

Employment History
Current Registrations
Vanguard Advisers, INC.
August 2019 - Present · 6 yrs 5 mos
Vanguard Marketing Corporation
June 2008 - Present · 17 yrs 7 mos
Vanguard Marketing CorporationBroker
June 2008 - Present · 17 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.