JW
Firm Information
Compensation
Commission-BasedFixed/Hourly
Number of Advisors
5 advisors
Number of Clients
11 clients
Average Client Portfolio
Not specified
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Advisor Information
Office location
250 Park Avenue, 10th Floor, New York, NY, 10177
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Needham & Company, LLC
May 2019 - Present · 6 yrs 8 mos
Needham & Company, LLC Broker
May 2019 - Present · 6 yrs 8 mos
Needham & Company, LLC
May 2019 - Present · 6 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLC Broker
June 2015 - May 2019 · 3 yrs 11 mos
J.P. Morgan Securities LLC
June 2015 - May 2019 · 3 yrs 11 mos
Barclays Capital INC.
June 2015 - June 2015 · 0 mos
Barclays Capital INC.Broker
December 2012 - June 2015 · 2 yrs 6 mos
Capital One Investment Services LLCBroker
November 2011 - December 2012 · 1 yr 1 mo
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.