Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
12486 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Financial Planning:Investment management only

Ameriprise Financial Services offers managed accounts with an ongoing asset-based fee. This fee covers investment advisory services. SPS Advisor accounts also have an Investments and Infrastructure Support Fee. Investment costs related to underlying investments are separate. Additional transaction-related fees may also apply. The asset-based fee is comprised of an Advisory Fee, a Platform Fee, and a Manager Fee. AEIS may receive Third Party Payments from investment costs.

Areas of Practice
Investment Management
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Advisor Information

Office location

100 West College Dr., Suite 103, Marshall, MN, 56258

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron owns single-family real estate and a lot/land, both deemed not investment-related. He also serves as Treasurer on the Board of Directors for Fritz, spending about 10-20% of his time on this role, including a few hours per week during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2022 - Present · 3 yrs 2 mos
Ameriprise Financial Services, LLC
November 2022 - Present · 3 yrs 2 mos
Ameriprise Financial Services, LLC Broker
November 2022 - Present · 3 yrs 2 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - November 2022 · 4 yrs 4 mos
Strategic Advisers LLC
May 2014 - July 2018 · 4 yrs 2 mos
Fidelity Brokerage Services LLCBroker
April 2014 - November 2022 · 8 yrs 7 mos
Ameriprise Financial Services, INC.
January 2014 - April 2014 · 3 mos
Ameriprise Financial Services, INC. Broker
September 2008 - April 2014 · 5 yrs 7 mos
State Registrations19 states
ALARAZCACOFLGAIAMIMNMOMTNDNVSCSDTXWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.