CP
CFA · CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
60 advisors
Number of Clients
2,132 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$6.7B
Fee Structure
Minimum Investment:None
Financial Planning:Included in AUM fee
Clients pay a wrap fee covering investment advisory and brokerage services. The standard fee schedule starts at a maximum of 1.00% and scales lower for greater levels of assets under management. Fees are negotiable based on qualitative and quantitative factors. Fees are due quarterly, deducted from accounts. Clients may also pay fees embedded in mutual funds, ETFs, or annuities.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net WorthBusiness Owners
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Advisor Information
Office location
11150 West Olympic Blvd, Suite 1180, Los Angeles, CA, 90064
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empirical Wealth Management
May 2023 - Present · 2 yrs 8 mos
Previous Registrations
Westmount Asset Management, LLC
September 2019 - March 2023 · 3 yrs 6 mos
Dfa Securities LLCBroker
October 2016 - August 2019 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2008 - March 2014 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
December 2008 - March 2014 · 5 yrs 3 mos
State Registrations2 states
CAWA
Advisor
Exams
No exam information available for this advisor.