Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
18 advisors
Number of Clients
626 clients
Average Client Portfolio
$50K average
Assets Under Management
$31.1M

Fee Structure

Financial Planning:Investment management only
Financial Plan Fee:$12 - $48

The firm charges an annual advisory fee of 0.10% of assets under management for Ongoing advisory services, accrued monthly and payable upon a "Liquidating Event". For Art Investment Plans, the monthly advisory fee is $1 for investment amounts less than $500, $2 for $501-$2,500, and $4 for $2,500+. These fees are assessed annually. The firm does not currently charge an advisory fee for Point-in-Time advice or Strategy Opportunities. Masterworks receives compensation from Masterworks Issuers.

Areas of Practice
Investment Management
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Advisor Information

Office location

1 World Trade, 57th Floor, New York, NY, 10007

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Xia is involved in two outside business activities. She spends about 10-20% of her time with X-treme Homecare, providing home care services, and a few hours per week as a Masterworks Platform Associate for an alternative investment platform.

Employment History
Current Registrations
Masterworks Advisers, LLC
June 2023 - Present · 2 yrs 7 mos
Previous Registrations
Arete Wealth Advisors, LLC
August 2022 - June 2023 · 10 mos
Arete Wealth Management, LLCBroker
May 2022 - February 2023 · 9 mos
Independent Brokerage Solutions LLCBroker
October 2019 - May 2022 · 2 yrs 7 mos
Phx Financial, INC.Broker
December 2014 - October 2019 · 4 yrs 10 mos
Caldwell International SecuritiesBroker
June 2011 - January 2015 · 3 yrs 7 mos
PHD CapitalBroker
November 2008 - June 2011 · 2 yrs 7 mos
State Registrations2 states
NYTX
Advisor
Exams
No exam information available for this advisor.