Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 0.75% |
| $2.0M - $4.0M | 0.60% |
| $4M+ | 0.50% |
Fee Estimator
Annual management fees are based on a percentage of assets under management: 0.75% on the first $2 million, 0.60% on the next $2 million, and 0.50% thereafter. Fees are generally payable quarterly, in advance, based on the previous quarter-end market value. The minimum account size is generally $100,000, but this may be reduced for brokerage networks and individuals. Fees and billing procedures may be negotiable in certain circumstances.
Areas of Practice
Advisor Information
Office location
45 Pine Grove Avenue, Suite 305, Kingston, NY, 12401
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott works full-time as a Director of Sales, West for Miller Howard Investments, an investment management firm. This activity is investment-related.