Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $1.0M | 1.25% |
| $1M+ | 0.65% |
Fee Estimator
Investment management fees for CORE and Specialty Model Portfolios are tiered, starting at 1.5% annually on the first $250,000. Individual Stocks and Options Program (ISOP) fees start at 2.25% annually on the first million. Financial planning fees range from $100 to $500 per hour or a fixed amount, with a $1,500 minimum annual payment. Wealth management fees range from 0.25% to 1.00% annually, also with a $1,500 minimum. Consulting fees range from $200 to $750 per hour or a negotiated flat rate. An administrative fee of $250 applies if an account is closed within the first 12 months.
Areas of Practice
Advisor Information
Office location
Indianapolis, IN
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is the President of TCMtests, LLC, an online test prep website, and President and Physician at Feely, LTD, an osteopathic medical practice. He also serves as President of Osteopathic Physician Care, LLC, which provides concierge medicine services; these activities take up a significant amount of Richard's time.