Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The OMP program has an annualized account fee, which is negotiable between the client and LPLE, with a maximum of 2.50% of the assets in the account. This fee is payable quarterly in advance. The account fee covers asset management, administrative, and custodial services. LPL also assesses a $5 transaction charge on each purchase and sale, but this is waived if an eligible contribution has been made within the previous 365 days. LPL generally requires a minimum account value of $1,000, but eligible contributions are required for accounts below $10,000.
Areas of Practice
Advisor Information
Office location
110 Main Street, Poughkeepsie, NY, 12601
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Chintan provides administrative support to Marshall & Sterling Wealth Advisors, dedicating full-time hours to this role. He also owns rental real estate and serves as a board member for Children's Home of Poughkeepsie, spending minimal time on each.