JW

Jacob Donald Williams

12 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
9 advisors
Number of Clients
1,020 clients
Average Client Portfolio
$499K average
Assets Under Management
$508.6M

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee

Carlson Financial charges an annual advisory fee based on assets under management, collected monthly in arrears. Fees are negotiable, but will not exceed 3.00% per annum. In certain circumstances, they may assess a flat, annual fee not exceeding $250,000 for ultra-high-net-worth clients. A minimum household balance of $250,000 per account is typically required, but may be waived at the firm's discretion.

Areas of Practice
Retirement PlanningInvestment ManagementHigh Net Worth
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Advisor Information

Office location

1155 Kelly Johnson Blvd, Suite 204, Colorado Springs, CO, 80920

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Carlson Financial
March 2022 - Present · 3 yrs 10 mos
Previous Registrations
Charles Schwab & Co., INC.
January 2017 - December 2020 · 3 yrs 11 mos
Charles Schwab & Co., INC. Broker
January 2017 - December 2020 · 3 yrs 11 mos
T. Rowe Price Advisory Services, INC.
November 2011 - September 2015 · 3 yrs 10 mos
T. Rowe Price Investment Services, INC.Broker
September 2010 - September 2015 · 5 yrs
State Registrations1 state
CO
Advisor
Exams
No exam information available for this advisor.
Jacob Donald Williams - Financial Advisor | AdvisorDiscover