CS
CFP

Casey William Slemmons

16 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10 advisors
Number of Clients
287 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$488.9M

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$10,000
Financial Plan Fee:$500 - $10,000
Hourly Rate:$250 - $500/hr

For asset management, the maximum annual fee is 2.0% of assets under management, with a minimum annual fee of $10,000 for new clients as of January 1, 2020. This minimum may be lower for long-term clients, and Avalan can waive it on a case-by-case basis. Financial planning and consulting fees range from $250 to $500 per hour or $500 to $10,000+ as a flat fee, depending on the scope and complexity. Business services are available at a flat fee. Fees are generally not negotiable.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningTax PlanningFinancial Planning & Coaching
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Advisor Information

Office location

233 E Carillo, Suite B, Santa Barbara, CA, 93101

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Avalan, LLC
July 2019 - Present · 6 yrs 6 mos
Previous Registrations
Advised Assets Group, LLC
June 2016 - February 2019 · 2 yrs 8 mos
Gwfs Equities, INC.Broker
December 2008 - February 2019 · 10 yrs 2 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.