WY
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
21 advisors
Number of Clients
1,289 clients
Average Client Portfolio
$791K average
Assets Under Management
$1.0B
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.45% |
| $250K - $500K | 1.35% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.5M | 1.15% |
| $2.5M+ | 1.05% |
Fees may be negotiable. FAM provides direct management services for most clients and receives a negotiated portion of the above fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$2,500 - $15,000
Fountainhead charges fixed fees for financial planning and pension consulting, ranging from $2,500 to $15,000. Investment management fees are based on a percentage of assets under management. Certain legacy clients are charged a Reporting & Administrative fee of up to $150 per account. Sub-advisory fees range from 0.10% - 1.0%.
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningBusiness OwnersHigh Net Worth
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Advisor Information
Office location
3003 Oak Road, Ste 250, Walnut Creek, CA, 94597
Get directionsRegulatory History (2)
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Employment Separation After Allegations
December 2012Criminal
August 2004Final Disposition
Other Business ActivitiesSells Insurance
Wesley is an individual life insurance agent with Mass Mutual since 2013, working from the same location as his advisory business. This activity takes a few hours per week.
Employment History
Current Registrations
Fountainhead Advisors
September 2018 - Present · 7 yrs 4 mos
Previous Registrations
MML Investors Services, LLC
May 2013 - September 2018 · 5 yrs 4 mos
MML Investors Services, LLC Broker
April 2013 - September 2018 · 5 yrs 5 mos
Unionbanc Investment Services, LLC
October 2012 - December 2012 · 2 mos
Unionbanc Investment Services, LLC Broker
August 2010 - December 2012 · 2 yrs 4 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.