CC
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
8 advisors
Number of Clients
737 clients
Average Client Portfolio
$531K average
Assets Under Management
$391.2M
Fee Structure
Minimum Investment:None
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $2.0M | 2.25% |
| $2.0M - $5.0M | 2.00% |
| $5.0M - $10.0M | 1.75% |
| $10M+ | 1.75% |
Fees negotiable for accounts over $10,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$1,500 - $10,000
Hourly Rate:$100 - $500/hr
Fees for asset management and pension consulting are based on a percentage of assets under management. Financial planning and consulting fees are charged on an hourly basis ($100-$500) or a flat fee basis ($1,500-$10,000), depending on the complexity. Fees are negotiable. Some associates may sell securities for a commission.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningTax Planning
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Advisor Information
Office location
1630 E River Rd, Suite 212, Tucson, AZ, 85718
Get directionsRegulatory History (2)
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Employment Separation After Allegations
May 2015Customer Dispute
June 2014Denied
Employment History
Current Registrations
Nova Financial Services
June 2015 - Present · 10 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2012 - June 2015 · 3 yrs
Morgan Stanley Smith Barney LLC
September 2009 - July 2012 · 2 yrs 10 mos
State Registrations1 state
AZ
Advisor
Exams
No exam information available for this advisor.