TM
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9 advisors
Number of Clients
170 clients
Average Client Portfolio
$518K average
Assets Under Management
$88.0M
Fee Structure
Minimum Investment:None
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2M+ | 0.85% |
Annual fee may be negotiable for accounts over $2,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Hourly Rate:Up to $200/hr
For asset management, fees are based on a percentage of assets under management, and may be negotiable for accounts over $2,000,000. Financial planning and consulting are charged at $200 per hour, and the fees are negotiable. The client will pay the estimated fee at the signing of the agreement. Lower fees for comparable services may be available from other sources.
Areas of Practice
Retirement PlanningTax PlanningInsurance PlanningFinancial Planning & Coaching
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Advisor Information
Office location
Phoenix, AZ
Get directionsRegulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2023Settled
Regulatory
February 2020Final
Employment Separation After Allegations
March 2018Other Business Activities
Thomas is the founder of Titan Strategic Partners, LLC, a business consulting firm, dedicating about 10-20% of his time. He also owns Thomas M Murphy LLC for administrative purposes related to his investment business, dedicating full-time hours.
Employment History
Current Registrations
Empirikal Partners LLC
December 2024 - Present · 1 yr 1 mo
Previous Registrations
Bridgeway Wealth Partners, LLC
January 2022 - December 2023 · 1 yr 11 mos
Charlesworth & Rugg, INC.
June 2018 - April 2020 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2010 - April 2018 · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
March 2010 - April 2018 · 8 yrs 1 mo
John Thomas FinancialBroker
March 2009 - December 2009 · 9 mos
State Registrations1 state
NJ
Advisor
Exams
No exam information available for this advisor.