CZ
CFA
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
5 advisors
Number of Clients
1,509 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$1.7B
Fee Structure
Financial Planning:Investment management only
You'll pay a fee based on the market value of your portfolio. Fees are negotiable and may be lower than the maximum fee schedule. Some strategies offer a performance-based fee option. Fees are exclusive of brokerage commissions, transaction fees, and custodial fees.
Areas of Practice
Investment Management
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Advisor Information
Office location
100 Crescent Court, Suite 1150, Dallas, TX, 75201
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Smith Group Asset Management, LLC
July 2021 - Present · 4 yrs 6 mos
Previous Registrations
Smith Group Asset Management
April 2009 - October 2021 · 12 yrs 6 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.