Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moors & Cabot charges management fees based on either a flat percentage or a tiered fee rate schedule applied to the total account value. The specific fee is negotiable, with a minimum rate of 0.5% and a maximum of 1.5%, unless approved by senior management. They also offer financial planning services with fees typically exceeding $500, based on fixed or hourly rates negotiated with the advisor. Fees may be offset by commissions received from implementing planning recommendations.
Areas of Practice
Advisor Information
Office location
645 East Missouri Avenue, Suite 170, Phoenix, AZ, 85012
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a freelance writer producing content for print and electronic publication, dedicating a few hours per week. He also owns a marketing website and serves as a FINRA dispute resolution arbitrator, dedicating minimal time to each. David is also a co-owner of Paper Street Ventures, LLC.